Regulatory Disclosures for CCBI Global Markets (UK) Limited
1. FCA MIFIDPRU 8 disclosure
CCBIUK MIFIDPRU 8 disclosure.pdf File
2. EMIR Disclosures
In accordance with Articles 38(1) and 39(7) of the European Market Infrastructure Regulation (EMIR), CCBI Global Markets (UK) Limited is required to publicly disclose the levels of protection and the costs associated with the different levels of segregation that we provide as well as our prices and fees associated with each service provided. The documents below provide this disclosure.
(a) Clearing Member Disclosure Document (August 2020).pdf File
This document has been produced by the Futures and Options Association (FOA), now FIA Europe, and the International Swaps and Derivatives Association, Inc. (ISDA)
(b)EMIR Disclosure of Prices and Fees (July 2020).pdf File
3. Legal and Regulatory
CCBI Disclosure Statement for MiFID Business and Futures (November 2019).pdf File
Complaints Handling Policy.pdf File
Conflicts of Interest Policy.pdf File
Order Execution Policy.pdf File
CCBI Website Terms of Use (July 2020).pdf File
Disclosure Annex for OTC Commodity Derivative Transactions (July 2020).pdf File
General Disclosure Statement for OTC Derivatives Transactions (July 2020).pdf File
4. Tax Strategy